Sample Compliance Dashboard

Real-time regulatory adherence monitoring and certification management for your company

FCA Regulated
Last Updated: 04 Nov 2024, 10:59 GMT
98.7%
Compliance Score
Excellent Standing
12
Active Certifications
All Current
3
Pending Reviews
Due This Month
847
Audit Trail Entries
Last 30 Days

Regulatory Status

Live
FCA Registration
Ref: FRN 987654321
Active
AML Compliance
Last Review: 15 Oct 2024
Certified
ISO 27001 Audit
Due: 28 Nov 2024
Pending

Security Protocols

HTTPS Encryption
Active
Multi-Factor Authentication
Enabled
Data Encryption at Rest
AES-256
Backup Systems
Automated
Penetration Testing
Due Dec 2024

Upcoming Deadlines

AML Risk Assessment
Annual Review
15 Days
19 Nov 2024
PCI DSS Validation
Quarterly Check
28 Days
02 Dec 2024
GDPR Audit
Data Protection Review
45 Days
19 Dec 2024

Recent Activity

View All
Policy Update Approved
AML procedures updated - Version 2.3
2 hours ago
Compliance Check Completed
Transaction monitoring - 847 entries processed
4 hours ago
Certification Renewal
ISO 27001 renewal initiated
1 day ago
Security Scan Passed
Automated vulnerability assessment completed
2 days ago

Score Breakdown

98.7%
AML Compliance 100%
Data Protection 98%
Security Protocols 99%
Audit Readiness 95%
Documentation 100%

Active Certifications

FCA Authorization

Financial Conduct Authority

Active
Reference Number
FRN 987654321
Valid Until
Ongoing
Last Review
15 Oct 2024
Next Review
15 Oct 2025

ISO 27001

Information Security Management

Renewal Due
Certificate ID
ISO-27001-2024
Valid Until
28 Nov 2024
Issued By
BSI Group
Renewal Status
In Progress

PCI DSS Level 1

Payment Card Industry Compliance

Certified
AOC Number
PCI-2024-001
Valid Until
31 Dec 2024
QSA Company
SecureAudit Ltd
Compliance Level
Level 1

GDPR Compliance

Data Protection Regulation

Compliant
DPO Registered
Yes
Last Assessment
01 Sep 2024
Privacy Policy
v3.2 - Current
Next Review
19 Dec 2024

Quick Actions

Recent Reports

View All
Monthly Compliance Report
October 2024
Transaction Monitoring
Weekly Summary
Risk Assessment
Quarterly Review